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Sound film

Illustration of a theater from the rear of the stage. At the front of the stage, a screen hangs. In the foreground is a gramophone with two horns. In the background, a large audience is seated at orchestra level and on several balconies. The words "Chronomégaphone" and "Gaumont" appear at both the bottom of the illustration and, in reverse, at the top of the projection screen.
1908 poster advertising Gaumont's sound films. The Chronomégaphone, designed for large halls, employed compressed air to amplify the recorded sound.[1]

A sound film is a motion picture with synchronized sound, or sound technologically coupled to image, as opposed to a silent film. The first known public exhibition of projected sound films took place in Paris in 1900, but decades passed before sound motion pictures became commercially practical. Reliable synchronization was difficult to achieve with the early sound-on-disc systems, and amplification and recording quality were also inadequate. Innovations in sound-on-film led to the first commercial screening of short motion pictures using the technology, which took place in 1923. Before sound-on-film technology became viable, soundtracks for films were commonly played live with organs or pianos.

The primary steps in the commercialization of sound cinema were taken in the mid-to-late 1920s. At first, the sound films which included synchronized dialogue, known as "talking pictures", or "talkies", were exclusively shorts. The earliest feature-length movies with recorded sound included only music and effects. The first feature film originally presented as a talkie (although it had only limited sound sequences) was The Jazz Singer, which premiered on October 6, 1927.[2] A major hit, it was made with Vitaphone, which was at the time the leading brand of sound-on-disc technology. Sound-on-film, however, would soon become the standard for talking pictures.

By the early 1930s, the talkies were a global phenomenon. In the United States, they helped secure Hollywood's position as one of the world's most powerful cultural/commercial centers of influence (see Cinema of the United States). In Europe (and, to a lesser degree, elsewhere), the new development was treated with suspicion by many filmmakers and critics, who worried that a focus on dialogue would subvert the unique aesthetic virtues of silent cinema. In Japan, where the popular film tradition integrated silent movie and live vocal performance (benshi), talking pictures were slow to take root. Conversely, in India, sound was the transformative element that led to the rapid expansion of the nation's film industry.

Early history

Image from The Dickson Experimental Sound Film (1894 or 1895), produced by W.K.L. Dickson as a test of the early version of the Edison Kinetophone, combining the Kinetoscope and phonograph.
Eric M. C. Tigerstedt (1887–1925) was one of the pioneers of sound-on-film technology. Tigerstedt in 1915.

The idea of combining motion pictures with recorded sound is nearly as old as the concept of cinema itself. On February 27, 1888, a couple of days after photographic pioneer Eadweard Muybridge gave a lecture not far from the laboratory of Thomas Edison, the two inventors met privately. Muybridge later claimed that on this occasion, six years before the first commercial motion picture exhibition, he proposed a scheme for sound cinema that would combine his image-casting zoopraxiscope with Edison's recorded-sound technology.[3] No agreement was reached, but within a year Edison commissioned the development of the Kinetoscope, essentially a "peep-show" system, as a visual complement to his cylinder phonograph. The two devices were brought together as the Kinetophone in 1895, but individual, cabinet viewing of motion pictures was soon to be outmoded by successes in film projection.[4]

In 1899, a projected sound-film system known as Cinemacrophonograph or Phonorama, based primarily on the work of Swiss-born inventor François Dussaud, was exhibited in Paris; similar to the Kinetophone, the system required individual use of earphones.[5] An improved cylinder-based system, Phono-Cinéma-Théâtre, was developed by Clément-Maurice Gratioulet and Henri Lioret of France, allowing short films of theater, opera, and ballet excerpts to be presented at the Paris Exposition in 1900. These appear to be the first publicly exhibited films with projection of both image and recorded sound. Phonorama and yet another sound-film system—Théâtroscope—were also presented at the Exposition.[6]

Three major problems persisted, leading to motion pictures and sound recording largely taking separate paths for a generation. The primary issue was synchronization: pictures and sound were recorded and played back by separate devices, which were difficult to start and maintain in tandem.[7] Sufficient playback volume was also hard to achieve. While motion picture projectors soon allowed film to be shown to large theater audiences, audio technology before the development of electric amplification could not project satisfactorily to fill large spaces. Finally, there was the challenge of recording fidelity. The primitive systems of the era produced sound of very low quality unless the performers were stationed directly in front of the cumbersome recording devices (acoustical horns, for the most part), imposing severe limits on the sort of films that could be created with live-recorded sound.[8]

Poster featuring Sarah Bernhardt and giving the names of eighteen other "famous artists" shown in "living visions" at the 1900 Paris Exposition using the Gratioulet-Lioret system.

Cinematic innovators attempted to cope with the fundamental synchronization problem in a variety of ways. An increasing number of motion picture systems relied on gramophone records—known as sound-on-disc technology. The records themselves were often referred to as "Berliner discs", after one of the primary inventors in the field, German-American Emile Berliner. In 1902, Léon Gaumont demonstrated his sound-on-disc Chronophone, involving an electrical connection he had recently patented, to the French Photographic Society.[9] Four years later, Gaumont introduced the Elgéphone, a compressed-air amplification system based on the Auxetophone, developed by British inventors Horace Short and Charles Parsons.[10] Despite high expectations, Gaumont's sound innovations had only limited commercial success. Despite some improvements, they still did not satisfactorily address the three basic issues with sound film and were expensive as well. For some years, American inventor E. E. Norton's Cameraphone was the primary competitor to the Gaumont system (sources differ on whether the Cameraphone was disc- or cylinder-based); it ultimately failed for many of the same reasons that held back the Chronophone.[11]

In 1913, Edison introduced a new cylinder-based synch-sound apparatus known, just like his 1895 system, as the Kinetophone. Instead of films being shown to individual viewers in the Kinetoscope cabinet, they were now projected onto a screen. The phonograph was connected by an intricate arrangement of pulleys to the film projector, allowing—under ideal conditions—for synchronization. However, conditions were rarely ideal, and the new, improved Kinetophone was retired after little more than a year.[12] By the mid-1910s, the groundswell in commercial sound motion picture exhibition had subsided.[11] Beginning in 1914, The Photo-Drama of Creation, promoting Jehovah's Witnesses' conception of humankind's genesis, was screened around the United States: eight hours worth of projected visuals involving both slides and live action, synchronized with separately recorded lectures and musical performances played back on phonograph.[13]

Meanwhile, innovations continued on another significant front. In 1900, as part of the research he was conducting on the photophone, the German physicist Ernst Ruhmer recorded the fluctuations of the transmitting arc-light as varying shades of light and dark bands onto a continuous roll of photographic film. He then determined that he could reverse the process and reproduce the recorded sound from this photographic strip by shining a bright light through the running filmstrip, with the resulting varying light illuminating a selenium cell. The changes in brightness caused a corresponding change to the selenium's resistance to electrical currents, which was used to modulate the sound produced in a telephone receiver. He called this invention the photographophone,[14] which he summarized as: "It is truly a wonderful process: sound becomes electricity, becomes light, causes chemical actions, becomes light and electricity again, and finally sound."[15]

Ruhmer began a correspondence with the French-born, London-based Eugene Lauste,[16] who had worked at Edison's lab between 1886 and 1892. In 1907, Lauste was awarded the first patent for sound-on-film technology, involving the transformation of sound into light waves that are photographically recorded direct onto celluloid. As described by historian Scott Eyman,

It was a double system, that is, the sound was on a different piece of film from the picture.... In essence, the sound was captured by a microphone and translated into light waves via a light valve, a thin ribbon of sensitive metal over a tiny slit. The sound reaching this ribbon would be converted into light by the shivering of the diaphragm, focusing the resulting light waves through the slit, where it would be photographed on the side of the film, on a strip about a tenth of an inch wide.[17]

In 1908, Lauste purchased a photographophone from Ruhmer, with the intention of perfecting the device into a commercial product.[16] Though sound-on-film would eventually become the universal standard for synchronized sound cinema, Lauste never successfully exploited his innovations, which came to an effective dead end. In 1914, Finnish inventor Eric Tigerstedt was granted German patent 309,536 for his sound-on-film work; that same year, he apparently demonstrated a film made with the process to an audience of scientists in Berlin.[18] Hungarian engineer Denes Mihaly submitted his sound-on-film Projectofon concept to the Royal Hungarian Patent Court in 1918; the patent award was published four years later.[19] Whether sound was captured on cylinder, disc, or film, none of the available technology was adequate for big-league commercial purposes, and for many years the heads of the major Hollywood film studios saw little benefit in producing sound motion pictures.[20]

Crucial innovations

A number of technological developments contributed to making sound cinema commercially viable by the late 1920s. Two involved contrasting approaches to synchronized sound reproduction, or playback:

Advanced sound-on-film

In 1919, American inventor Lee De Forest was awarded several patents that would lead to the first optical sound-on-film technology with commercial application. In De Forest's system, the sound track was photographically recorded onto the side of the strip of motion picture film to create a composite, or "married", print. If proper synchronization of sound and picture was achieved in recording, it could be absolutely counted on in playback. Over the next four years, he improved his system with the help of equipment and patents licensed from another American inventor in the field, Theodore Case.[21]

At the University of Illinois, Polish-born research engineer Joseph Tykociński-Tykociner was working independently on a similar process. On June 9, 1922, he gave the first reported U.S. demonstration of a sound-on-film motion picture to members of the American Institute of Electrical Engineers.[22] As with Lauste and Tigerstedt, Tykociner's system would never be taken advantage of commercially; however, De Forest's soon would.

All-text advertisement from the Strand Theater, giving dates, times, and performers' names. At the top, a tagline reads, "$10,000 reward paid to any person who finds a phonograph or similar device used in the phonofilms." The accompanying promotional text describes the slate of sound pictures as "the sensation of the century ... Amazing! Astounding! Unbelievable".
Newspaper ad for a 1925 presentation of Phonofilm shorts, touting their technological distinction: no phonograph.

On April 15, 1923, at the New York City's Rivoli Theater, the first commercial screening of motion pictures with sound-on-film took place. This would become the future standard. It consisted of a set of short films varying in length and featuring some of the most popular stars of the 1920s (including Eddie Cantor, Harry Richman, Sophie Tucker, and George Jessel among others) doing stage performances such as vaudevilles, musical acts, and speeches which accompanied the screening of the silent feature film Bella Donna.[23] All of them were presented under the banner of De Forest Phonofilms.[24] The set included the 11-minute short film From far Seville starring Concha Piquer. In 2010, a copy of the tape was found in the U.S. Library of Congress, where it is currently preserved.[25][26][27] Critics attending the event praised the novelty but not the sound quality which received negative reviews in general.[28] That June, De Forest entered into an extended legal battle with an employee, Freeman Harrison Owens, for title to one of the crucial Phonofilm patents. Although De Forest ultimately won the case in the courts, Owens is today recognized as a central innovator in the field.[29] The following year, De Forest's studio released the first commercial dramatic film shot as a talking picture—the two-reeler Love's Old Sweet Song, directed by J. Searle Dawley and featuring Una Merkel.[30] However, phonofilm's stock in trade was not original dramas but celebrity documentaries, popular music acts, and comedy performances. President Calvin Coolidge, opera singer Abbie Mitchell, and vaudeville stars such as Phil Baker, Ben Bernie, Eddie Cantor and Oscar Levant appeared in the firm's pictures. Hollywood remained suspicious, even fearful, of the new technology. As Photoplay editor James Quirk put it in March 1924, "Talking pictures are perfected, says Dr. Lee De Forest. So is castor oil."[31] De Forest's process continued to be used through 1927 in the United States for dozens of short Phonofilms; in the UK it was employed a few years longer for both shorts and features by British Sound Film Productions, a subsidiary of British Talking Pictures, which purchased the primary Phonofilm assets. By the end of 1930, the Phonofilm business would be liquidated.[32]

In Europe, others were also working on the development of sound-on-film. In 1919, the same year that DeForest received his first patents in the field, three German inventors, Josef Engl (1893–1942), Hans Vogt (1890–1979), and Joseph Massolle (1889–1957), patented the Tri-Ergon sound system. On September 17, 1922, the Tri-Ergon group gave a public screening of sound-on-film productions—including a dramatic talkie, Der Brandstifter (The Arsonist) —before an invited audience at the Alhambra Kino in Berlin.[33] By the end of the decade, Tri-Ergon would be the dominant European sound system. In 1923, two Danish engineers, Axel Petersen and Arnold Poulsen, patented a system that recorded sound on a separate filmstrip running parallel with the image reel. Gaumont licensed the technology and briefly put it to commercial use under the name Cinéphone.[34]

US competition eclipsed Phonofilm. By September 1925, De Forest and Case's working arrangement had fallen through. The following July, Case joined Fox Film, Hollywood's third largest studio, to found the Fox-Case Corporation. The system developed by Case and his assistant, Earl Sponable, given the name Movietone, thus became the first viable sound-on-film technology controlled by a Hollywood movie studio. The following year, Fox purchased the North American rights to the Tri-Ergon system, though the company found it inferior to Movietone and virtually impossible to integrate the two different systems to advantage.[35] In 1927, as well, Fox retained the services of Freeman Owens, who had particular expertise in constructing cameras for synch-sound film.[36]

Advanced sound-on-disc

Parallel with improvements in sound-on-film technology, a number of companies were making progress with systems that recorded movie sound on phonograph discs. In sound-on-disc technology from the era, a phonograph turntable is connected by a mechanical interlock to a specially modified film projector, allowing for synchronization. In 1921, the Photokinema sound-on-disc system developed by Orlando Kellum was employed to add synchronized sound sequences to D. W. Griffith's failed silent film Dream Street. A love song, performed by star Ralph Graves, was recorded, as was a sequence of live vocal effects. Apparently, dialogue scenes were also recorded, but the results were unsatisfactory and the film was never publicly screened incorporating them. On May 1, 1921, Dream Street was re-released, with love song added, at New York City's Town Hall theater, qualifying it—however haphazardly—as the first feature-length film with a live-recorded vocal sequence.[37] However, the sound quality was very poor and no other theaters could show the sound version of the film as no one had the Photokinema sound system installed.[38] On Sunday, May 29, Dream Street opened at the Shubert Crescent Theater in Brooklyn with a program of short films made in Phonokinema. However, business was poor, and the program soon closed.

Don Juan
Illustration of a man dressed in an orange-and-purple Elizabethan costume with puffy shoulders and sheer leggings. Accompanying text provides film credits, dominated by the name of star John Barrymore.
Poster for Warner Bros.' Don Juan (1926), the first major motion picture to premiere with a full-length synchronized soundtrack. Audio recording engineer George Groves, the first in Hollywood to hold the job, would supervise sound on Woodstock, 44 years later.

In 1925, Sam Warner of Warner Bros., then a small Hollywood studio with big ambitions, saw a demonstration of the Western Electric sound-on-disc system and was sufficiently impressed to persuade his brothers to agree to experiment with using this system at New York City's Vitagraph Studios, which they had recently purchased. The tests were convincing to the Warner Brothers, if not to the executives of some other picture companies who witnessed them. Consequently, in April 1926 the Western Electric Company entered into a contract with Warner Brothers and W. J. Rich, a financier, giving them an exclusive license for recording and reproducing sound pictures under the Western Electric system. To exploit this license the Vitaphone Corporation was organized with Samuel L. Warner as its president.[39][40] Vitaphone, as this system was now called, was publicly introduced on August 6, 1926, with the premiere of Don Juan; the first feature-length movie to employ a synchronized sound system of any type throughout, its soundtrack contained a musical score and added sound effects, but no recorded dialogue—in other words, it had been staged and shot as a silent film. Accompanying Don Juan, however, were eight shorts of musical performances, mostly classical, as well as a four-minute filmed introduction by Will H. Hays, president of the Motion Picture Association of America, all with live-recorded sound. These were the first true sound films exhibited by a Hollywood studio.[41] Warner Bros.' The Better 'Ole, technically similar to Don Juan, followed in October.[42]

Sound-on-film would ultimately win out over sound-on-disc because of a number of fundamental technical advantages:

Nonetheless, in the early years, sound-on-disc had the edge over sound-on-film in two substantial ways:

As sound-on-film technology improved, both of these disadvantages were overcome.

The third crucial set of innovations marked a major step forward in both the live recording of sound and its effective playback:

Two suited men stand in a studio with a large film projector and other electrical equipment. The man on the left is holding a large phonograph record.
Western Electric engineer E. B. Craft, at left, demonstrating the Vitaphone projection system. A Vitaphone disc had a running time of about 11 minutes, enough to match that of a 1,000-foot (300 m) reel of 35 mm film.

Fidelity electronic recording and amplification

In 1913, Western Electric, the manufacturing division of AT&T, acquired the rights to the de Forest audion, the forerunner of the triode vacuum tube. Over the next few years they developed it into a predictable and reliable device that made electronic amplification possible for the first time. Western Electric then branched-out into developing uses for the vacuum tube including public address systems and an electrical recording system for the recording industry. Beginning in 1922, the research branch of Western Electric began working intensively on recording technology for both sound-on-disc and sound-on film synchronised sound systems for motion-pictures.

The engineers working on the sound-on-disc system were able to draw on expertise that Western Electric already had in electrical disc recording and were thus able to make faster initial progress. The main change required was to increase the playing time of the disc so that it could match that of a standard 1,000 ft (300 m) reel of 35 mm film. The chosen design used a disc nearly 16 inches (about 40 cm) in diameter rotating at 33 1/3 rpm. This could play for 11 minutes, the running time of 1000 ft of film at 90 ft/min (24 frames/s).[46] Because of the larger diameter the minimum groove velocity of 70 ft/min (14 inches or 356 mm/s) was only slightly less than that of a standard 10-inch 78 rpm commercial disc. In 1925, the company publicly introduced a greatly improved system of electronic audio, including sensitive condenser microphones and rubber-line recorders (named after the use of a rubber damping band for recording with better frequency response onto a wax master disc[47]). That May, the company licensed entrepreneur Walter J. Rich to exploit the system for commercial motion pictures; he founded Vitagraph, in which Warner Bros. acquired a half interest, just one month later.[48] In April 1926, Warners signed a contract with AT&T for exclusive use of its film sound technology for the redubbed Vitaphone operation, leading to the production of Don Juan and its accompanying shorts over the following months.[39] During the period when Vitaphone had exclusive access to the patents, the fidelity of recordings made for Warners films was markedly superior to those made for the company's sound-on-film competitors. Meanwhile, Bell Labs—the new name for the AT&T research operation—was working at a furious pace on sophisticated sound amplification technology that would allow recordings to be played back over loudspeakers at theater-filling volume. The new moving-coil speaker system was installed in New York's Warners Theatre at the end of July and its patent submission, for what Western Electric called the No. 555 Receiver, was filed on August 4, just two days before the premiere of Don Juan.[45][49]

Late in the year, AT&T/Western Electric created a licensing division, Electrical Research Products Inc. (ERPI), to handle rights to the company's film-related audio technology. Vitaphone still had legal exclusivity, but having lapsed in its royalty payments, effective control of the rights was in ERPI's hands. On December 31, 1926, Warners granted Fox-Case a sublicense for the use of the Western Electric system; in exchange for the sublicense, both Warners and ERPI received a share of Fox's related revenues. The patents of all three concerns were cross-licensed.[50] Superior recording and amplification technology was now available to two Hollywood studios, pursuing two very different methods of sound reproduction. The new year would finally see the emergence of sound cinema as a significant commercial medium.